Compliance Officer - flexi hours

Recruiter
Confidential
Location
Leicester
Salary
£Competitive
Posted
18 Feb 2021
Closes
26 Feb 2021
Contract Type
Permanent

We are recruiting for this role during this challenging time however our client is able to adhere to all policies related to Covid 19 to ensure the well-being of all their employees

I am recruiting for a part time experienced Finance Compliance Officer to work in Leicester City Centre, this client can offer you part time hours working 3 days per week and can offer you the hours you would like even working from home if you would like, they would like you in on a Wednesday as that's the team meeting day

This incredibly relaxed working environment is completely different to any other company you will have worked for previously, you will be given a voice and actually listened too, they pride themselves by offering a culture that means you have complete autonomy and manage your own working day which includes uncapped holidays as a work life balance is incredibly important

As the Finance Compliance Officer your duties are listed below

Support delivery of a culture that embraces Compliance throughout the business.
Preparing and reviewing business compliance KPIs
Reviewing and signing off literature against the firms' services and FCA Financial Promotions rules
Performing regular reviews and updating of financial services policies and processes in line with relevant legislation.
Monitoring compliance with monthly and annual accounting reporting including monthly checklist and Quarterly Board Reports
Maintaining a register of issues for consideration by firm management which highlights main risk areas in this area of compliance
Supporting the Team to develop and deliver training on key areas by the identification of generic issues or new regulations
Develop and implement the Annual compliance plan
Ensure the business practices are compliant with ICO requirements.
Conduct audits and reviews to ensure execution of compliance standards
Conduct audits and reviews to ensure execution of compliance standards
Produce detailed reports with recommendations based on findings during auditsTo be successful in this role of Finance Compliance Officer we are looking for the following experience

Experience of developing a strong control environment within the financial services sector
Have the ability to report with clarity on the issues identified and actions needed to resolve those issues.
Be able to make clear assessments on the priority and importance of reporting
Have a solid working knowledge of COBS, ICOBS and MCOBS. Once successful in the role of Finance Compliance Officer you will not only work for a very unique company with a superb plan for growth with an insane benefits package, including state of the art equipment, brand new offices, wine and alot of flexibility

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