Compliance Consultant, 3-5 days per week - homeworking available

London (Central), London (Greater)
21 Jul 2021
21 Aug 2021
Contract Type

A further opportunity to join this niche business as a compliance consultant focussing on conduct and control. The purpose of the role is to deliver high quality regulatory advice and support to clients involved in the distribution of investments – mainly wealth managers/stockbrokers, financial planners and Private Banks. 


Educated to degree level:

  • Relevant, Diploma level professional qualification (investment or compliance-related), or willing to study towards
  • Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator
  • Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
  • Deep understanding of the FCA's policies and procedures
  • Strong technical knowledge of investment/wealth management or financial planning sectors and the conduct issues faced by clients in those sectors.
  • Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients
  • Experience managing client relationships

Excellent Microsoft Office skills and experience using a CRM system would be an advantage.

Flexibility:  3 days a week and up to fulltime flex with some remote.
Salary:  Highly competitive package.


Similar jobs

Similar jobs