Compliance Monitoring Executive, 2-5 days per week including homeworking 

Location
London, homeworking
Salary
£Competitive depending on experience
Posted
05 Sep 2018
Closes
05 Oct 2018
Contract Type
Permanent

Compliance Monitoring Executive, 2-5 days per week including homeworking 

A Monitoring Executive (ME) is responsible for our front-line activity, which is the ongoing compliance monitoring of a client's FCA-regulated activity.  It is similar to a compliance consultant, except that an ME has the power to force action.  Think of this role as equivalent to a firm's compliance officer.  We are looking for people who already have relevant experience in compliance in the alternative investment management space (preferably as CF10, or similar). Anyone who does not have this experience will be ignored and discarded (sorry we get a lot of SPAM)

The ME will visit most clients on a monthly basis, and follow the existing Compliance Monitoring Programme (CMP), as well as interact with clients by email/telephone. 

Will need to customize policies and procedures.  Apart from the client visits much of this can be done from home.  Please see the attached job description for further details. 

The ME does not need to come to the office (in Mayfair) more than 5 days per month.  The ME can also work less than 5 days per week, but at least 2.

Please apply with your CV and covering letter via the application method below.

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